Going Public is Just the Beginning

The DLG Focus

Public Company Transactions and Disclosure

We’re a different kind of law firm, focused exclusively on representing public companies and institutional investors in connection with extraordinary financing and related corporate transactions, and compliance with the ever changing and complex rules and regulations governing SEC reporting and disclosure. And without the overhead and infrastructure of a large law firm, we’re able to provide our clients with exceptional counsel at a fraction of the cost typically charged by most traditional corporate law firms.

Focused on Public Company Reporting and Disclosure.

The rules and regulations governing public company reporting and disclosure are complex and always changing. We stay on top of them, so you don’t have to. From drafting to filing, our processes and procedures ensure accurate and timely disclosure. Whether it’s a Form 10-K, a Form 4, Schedule 13E-3, or a registration statement on Form S-1, we have the legal and accounting expertise to exceed our client’s expectations.

Focused on Corporation Finance

Our clients often face complicated financing challenges, and we have the experience to help. Our attorneys have extensive experience managing and documenting private as well as public financing transactions, including private investments in public equity, and traditional and alternative public offerings.

Focused on Mergers and Acquisitions

Beyond expertise, our attorneys are seasoned business professionals, capable of adding substantial value to extraordinary corporate transactions. Whether consummating an acquisition, merging one or more public companies, restructuring, or taking a company private, we’ve got the experience crucial to the success of your transaction.

Focused on Corporate Restructuring

Complex restructurings are often required to achieve corporate objectives, including reverse stock splits, recapitalizations, exchange offers, or going private transactions. Regardless of the objective, chances are we’ve done countless similar transactions, and can assist you in complying with the myriad of complex public disclosure and other requirements to ensure a desired result.

Focused on Excellence

Regardless of our client’s needs or profile, one thing remains constant – we’re focused on delivering excellence in every transaction, in every engagement. Our clients demand nothing less, and we deliver.

Focused on Corporate Governance

Good corporate governance is at the heart of what we do. Our processes and procedures are designed to ensure that our clients are not just compliant but can withstand a through due diligence review. And our lawyers are not just practitioners skilled in the art of good corporate governance, they’re experienced and trusted counselors to management and boards of directors.

Focused on Public Company Reporting and Disclosure

The rules and regulations governing public company reporting and disclosure are complex and always changing. We stay on top of them, so you don’t have to. From drafting to filing, our processes and procedures ensure accurate and timely disclosure. Whether it’s a Form 10-K, a Form 4, Schedule 13E-3, or a registration statement on Form S-1, we have the legal and accounting expertise to exceed our client’s expectations.

Focused on Corporation Finance

Our clients often face complicated financing challenges, and we have the experience to help. Our attorneys have extensive experience managing and documenting private as well as public financing transactions, including private investments in public equity, and traditional and alternative public offerings.

Focused on Mergers and Acquisitions

Beyond expertise, our attorneys are seasoned business professionals, capable of adding substantial value to extraordinary corporate transactions. Whether consummating an acquisition, merging one or more public companies, restructuring, or taking a company private, we’ve got the experience crucial to the success of your transaction.

Focused on Corporate Restructuring

Complex restructurings are often required to achieve corporate objectives, including reverse stock splits, recapitalizations, exchange offers, or going private transactions. Regardless of the objective, chances are we’ve done countless similar transactions, and can assist you in complying with the myriad of complex public disclosure and other requirements to ensure a desired result.

Focused on Corporate Governance

Good corporate governance is at the heart of what we do. Our processes and procedures are designed to ensure that our clients are not just compliant but can withstand a through due diligence review. And our lawyers are not just practitioners skilled in the art of good corporate governance, they’re experienced and trusted counselors to management and boards of directors.

Focused on Excellence

Regardless of our client’s needs or profile, one thing remains constant – we’re focused on delivering excellence in every transaction, in every engagement. Our clients demand nothing less, and we deliver.

Our Approach

We’re not a traditional law firm...

We’re forging a new direction as securities and corporate counsel, and providing a high-quality alternative to the traditional corporate and securities law firm. We differentiate ourselves by focusing exclusively on assisting our public company and institutional clients in extraordinary corporate transactions, and in complying with the ever changing and complex rules and regulations governing public company reporting and disclosure. Clients turn to us to reduce their dependence on outside counsel and expand the capabilities of their in-house teams. while liberating themselves from the traditional hourly billing model.

..and we don’t bill like one

We bill based on the project – rarely on an hourly basis. Most clients find this incredibly liberating. And many of our clients are on a fixed-fee monthly retainer. This unique arrangement allows our clients to precisely budget for all their ongoing securities compliance and corporate governance requirements, as well as their extraordinary corporate finance and related transactions. And because of our relationship with SEC Connect, LLC, we’re able to provide EDGAR/XBRL filing services as well as access to SEC Connect’s Disclosure, Collaboration and Filing (DCAF) web-based filing system as an integral part of our services.

Our Attorneys

Beyond expertise, our attorneys are seasoned business professionals, passionate about the practice of securities and corporate law

Our professional resources and those of our staff are fully committed to a select number of public company clients, as well as companies desiring to go public, allowing us to lavish our clients with extraordinary, highly personalized client service. Whether you’re an intitutional investor, a smaller reporting company, or a well-known seasoned issuer, our experienced attorneys are able to not just assist our clients in navigating the ever changing reporting and disclosure obligations, but can provide significant value in completing even the most complex corporate and securities transactions.

Our Clients

We only represent public companies, companies intending to go public, institutional investors and reporting owners

Our clients often engage us to supplement their internal resources to ensure compliance with their public company reporting obligations, or to represent them in connection with extraordinary corporate finance or related transactions. Our clients range from institutional investors, to exchange listed companies, each with unique needs and specialized challenges. Our clients include, among others, life science, software, nutritional product, biometric identification, biotechnology, natural resource, oil and gas, telecommunications and financial service companies.

Retaining securities and corporate counsel is an incredibly important decision. Each of our existing clients was referred to DLG as a result of the work we’ve done for other clients. If you’re looking for an alternative to the traditional law firm, and would like to talk to one of our existing clients, simply contact us and we’d be happy to provide a reference.

Our Blog

The Public Company Report

The Public Company Report is published by Disclosure Law Group to provide thought leadership and a fresh perspective across a range of topical regulatroy issues facing public companies, particularly smaller reporting companies, their officers, directors and institutional shareholders.

Don’t Think You Have to Worry About Timely Reporting Securities Transactions with the SEC? Think Again.

By: Jessica R. Sudweeks

Officers, directors and major stockholders of publicly traded companies often casually comply with the reporting requirements of Section 13 (Schedules 13D and 13G) and Section 16 (Forms 3, 4 and 5) under the Securities Exchange Act of 1934 (also known as the Exchange Act), if at all. Thus far, this complacent attitude has not resulted in aggressive enforcement action by the SEC, until now.

CONTINUE READING

Join Disclosure Law Group

At DLG, we’re focused on delivering what our clients demand – unrelenting commitment to the success of their transactions, uncompromising advice designed to ensure compliance with their disclosure and reporting obligations, and a level of service provided by much larger firms. DLG delivers, thanks to the commitment of its professionals.

We’re constantly looking for experienced attorneys and support staff that share our passion for the practice of securities and corporate law, and in providing exceptional client service. If you share that passion, have an impeccable work history, and are looking for an opportunity to join a growing firm focused on excellence, please consider sending your resume to hr@disclosurelawgroup.com

DLG and SEC Connect- together your full service disclosure and filing solution

SEC Connect is a full service filing agent, established in 2007 by DLG’s managing partner to offer clients a flat-fee pricing model, superior client service, and access to an online filing platform that would simplify the reporting process for the most commonly filed forms. With its often-emulated flat-fee pricing model, SEC Connect eliminated all the variable fees that even today continue to drive up the cost of a typical filing. And SEC Connect hired only individuals experienced in preparing EDGAR and XBRL filings, and representing public companies. As a result, SEC Connect is not your typical filing agent– they’re your filing partner, adding value to a process that liberates clients from the traditional public company – EDGAR filing agency relationship.

And with the introduction of DCAF, SEC Connect’s Disclosure, Collaboration and Filing System, SEC Connect truly simplifies the filing process for public companies, their officers, directors and principal shareholders. Together DLG and SEC Connect offer its public company clients a seamless and fully integrated disclosure on filing solution, resulting in a tremendous saving in both time and money.

To learn more about SEC Connect and Proxy Connect, visit www.secconnect.com

While we represent clients throughout the United States and Canada, our offices are conveniently located in downtown San Diego, California

Contact
OUR ADDRESS
Disclosure Law Group
One America Plaza
600 West Broadway
Suite 700
San Diego, CA 92101
PHONE
619 - 795 - 1134
FAX
619 - 330 - 2101
EMAIL
info@disclosurelawgroup.com